Orion Compliance is Balefire’s compliance management system, ensuring adherence to SEC, FINRA, and fiduciary standards while reducing risk and maintaining audit readiness.
Usage: How We Use Orion Compliance
- Regulatory Tracking: Monitors trades, personal trading, and SEC filings to prevent violations.
- Risk Management: Oversees Code of Ethics, marketing approvals, and client suitability compliance.
- Audit Readiness: Stores policy documents, disclosures, and compliance records for regulatory exams.
By integrating Orion Compliance, Balefire automates oversight, mitigates risk, and ensures regulatory adherence across all operations.
Please note that Orion Compliance and Orion Connect are two different systems, each with its own login URL and credentials.
- Orion Connect: login.orionadvisor.com
Used for advisor/client platform access. - Orion Compliance: https://compliance.basiscode.net/login
Used for compliance management and reporting.
Your username and password are different for each system.
To log in to Orion Compliance, always use your Balefire corporate email address as the username.